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Trial registered on ANZCTR
Registration number
ACTRN12617001359325p
Ethics application status
Submitted, not yet approved
Date submitted
11/09/2017
Date registered
27/09/2017
Date last updated
27/09/2017
Type of registration
Prospectively registered
Titles & IDs
Public title
Decreasing Defensive Responses: Investigating the Safe & Sound Protocol (SSP) to improve emotional regulation, communication, and social engagement with children with Autism.
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Scientific title
Investigating the effects of the Safe & Sound Protocol (SSP) on frontal alpha asymmetry and motor skills in children aged 8-14 years with Autism.
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Secondary ID [1]
292700
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Nil
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Universal Trial Number (UTN)
1111-1201-0768
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Trial acronym
N/A
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Linked study record
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Health condition
Health condition(s) or problem(s) studied:
Autism
304456
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Condition category
Condition code
Mental Health
303792
303792
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0
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Autistic spectrum disorders
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Neurological
304043
304043
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0
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Other neurological disorders
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Physical Medicine / Rehabilitation
304044
304044
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0
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Other physical medicine / rehabilitation
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Intervention/exposure
Study type
Interventional
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Description of intervention(s) / exposure
The Safe and Sound Protocol (developed by Dr. Stephen Porges, UNC) is a 5-day auditory-based intervention that involves listening to electronically modified/filtered music. The SSP was theoretically designed to reduce auditory hypersensitivities by recruiting the anti-masking functions of the middle ear muscles to optimize the transfer function of the middle ear for the processing of human speech. Vocal music was selected based on frequency range and prosodic features, then electronically filtered based on algorithms developed by his lab. These algorithms are proprietary but were developed based on an “exercise” model that uses computer altered acoustic stimulation to modulate the frequency band passed to the participant. The frequency characteristics of the protocol were theoretically selected based on the documented frequency band and weights associated with speech and language.
The Protocol is delivered through headphones for 6o minutes for 5 consecutive days. An important aspect of the protocol is that the children feel safe and supported, so the environment is non-threatening and the main caregiver remains present with the researcher. The children can freely engage with manipulatives/books/drawing while listening.
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Intervention code [1]
298938
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Treatment: Devices
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Intervention code [2]
298939
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Behaviour
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Comparator / control treatment
This research will utilize an active control group.
The active control group will receive the nonfiltered music intervention- participants will listen to the same music selections as intervention group but the music has not been electronically filtered/modified.
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Control group
Active
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Outcomes
Primary outcome [1]
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Primary Outcome 1- EEG analysis of frontal alpha asymmetry.
Percentage of change will be calculated at each time point.
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Assessment method [1]
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Timepoint [1]
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Time Points: pre-intervention (within 1 week before intervention), post-intervention (within 1 week after intervention), and endpoint, 2 months post-intervention
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Primary outcome [2]
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Primary Outcome 2- EEG analysis of frontotemporal connectivity.
Percentage of change will be calculated at each time point.
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Assessment method [2]
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Timepoint [2]
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Time Points: pre-intervention (within 1 week before intervention), post-intervention (within 1 week after intervention), and endpoint, 2 months post-intervention
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Primary outcome [3]
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Primary Outcome 3- Resting state ECG- Heart Rate Variability- Heart period analysis
Percentage of change will be calculated at each time point.
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Assessment method [3]
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Timepoint [3]
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Time Points: pre-intervention (within 1 week before intervention), post-intervention (within 1 week after intervention), and endpoint, 2 months post-intervention
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Secondary outcome [1]
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Social Responsiveness Scale (SRS, Constantino and Gruber 2005)
Composite score will be calculated and percentage of change over timepoints will be analysed
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Assessment method [1]
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Timepoint [1]
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Time Points: pre-intervention (within 1 week before intervention), post-intervention (within 1 week after intervention), and endpoint, 2 months post-intervention
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Secondary outcome [2]
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Motor Abilities:
Bruininks Test of Motor Proficiency
Percentage of change will be calculated.
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Assessment method [2]
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Timepoint [2]
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Time Ponts: pre-intervention (within 1 week before intervention), post-intervention (within 1 week after intervention), and endpoint, 2 months post-intervention
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Secondary outcome [3]
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The Autism Treatment Evaluation Checklist (ATEC) (B Rimland & Edelson, 2002)
Outcome- Percentage change over timepoints
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Assessment method [3]
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Timepoint [3]
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Time Points: pre-intervention (within 1 week before intervention), 2 months post-intervention.
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Secondary outcome [4]
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PROSODY (Brain and Body Centre, University of North Carolina, Chapel Hill, NC
“PROSODY” is a recently developed measure.
Participants will be asked to tell a short (at least 20 seconds) story of a positive experience (in school, work or home); the story will be recorded using a microphone. Participants will then be asked to tell a story of a negative experience (once again, to capture at least 20 seconds of dialog). Prosodic features of the recording will be measured by a multi-stage quantitative analysis.
Outcome- percent change in frequency range over timepoints
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Assessment method [4]
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Timepoint [4]
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Time Ponts: pre-intervention (within 1 week before intervention), post-intervention (within 1 week after intervention), and endpoint, 2 months post-intervention
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Secondary outcome [5]
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SCAN- 3 test of Auditory Processing- filtered words, & competing words subscales
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Assessment method [5]
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Timepoint [5]
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Time Ponts: pre-intervention (within 1 week before intervention), post-intervention (within 1 week after intervention), and endpoint, 2 months post-intervention
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Secondary outcome [6]
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Brain-Body Center Sensory Scales (BBC Auditory Sensory Scales) (parental questionnaire)
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Assessment method [6]
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Timepoint [6]
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Time Ponts: pre-intervention (within 1 week before intervention), post-intervention (within 1 week after intervention), and endpoint, 2 months post-intervention
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Secondary outcome [7]
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Beery Buktenica Developmental Test of Visual Motor Integration 6th Edition (Beery VMI).
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Assessment method [7]
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Timepoint [7]
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Time Ponts: pre-intervention (within 1 week before intervention), post-intervention (within 1 week after intervention), and endpoint, 2 months post-intervention
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Secondary outcome [8]
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DARE (“Dynamic Affect Recognition Evaluation”) Brain and Body Centre, University of North Carolina, Chapel Hill, NC.
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Assessment method [8]
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Timepoint [8]
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Time Ponts: pre-intervention (within 1 week before intervention), post-intervention (within 1 week after intervention), and endpoint, 2 months post-intervention
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Eligibility
Key inclusion criteria
Inclusion Criteria:
Confirmed Diagnosis of Autism
IQ > 80.
Children must be between ages 8-14 years
Children and parent providing permission must be able to read/speak English
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Minimum age
8
Years
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Maximum age
14
Years
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Sex
Both males and females
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Can healthy volunteers participate?
No
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Key exclusion criteria
Exclusion Criteria:
Children who wear a hearing device
Children with a history of heart disease
Children who are currently being treated for seizure disorder
History of head injury
Presence of a neurological (e.g., epilepsy) or a genetic disorder (e.g., Fragile X),
Autism Treatment Evaluation Checklist (ATEC) score above the 80th Percentile (Severe Range)
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Study design
Purpose of the study
Treatment
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Allocation to intervention
Randomised controlled trial
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Procedure for enrolling a subject and allocating the treatment (allocation concealment procedures)
Allocation Concealed
Central randomisation by computer
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Methods used to generate the sequence in which subjects will be randomised (sequence generation)
Simple randomisation using a randomisation table created by computer software (i.e. computerised sequence generation)
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Masking / blinding
Blinded (masking used)
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Who is / are masked / blinded?
The people receiving the treatment/s
The people administering the treatment/s
The people assessing the outcomes
The people analysing the results/data
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Intervention assignment
Parallel
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Other design features
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Phase
Not Applicable
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Type of endpoint/s
Efficacy
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Statistical methods / analysis
Validation of group size.
Using G-Power 3.1 software; running a t-test with effect size of 0.5, alpha at 0.05; a total sample size of 34 per group is required for a power of .80. Two intervention conditions are employed requiring a total of 68 participants.
Statistical analysis will employ different methodology for within subject and between group analysis.
QEEG Analysis
EEG raw recording will be uploaded to NeuroGuide (http://www.appliedneuroscience.com/research.htm) for editing (reliability level of 0.9) and analysis. Analyse includes across frequency bandwidths, (delta, theta, alpha, beta, gamma), in 1 htz bins for power, magnitude, phase and connectivity across cortical areas. Topographical power maps are generated:
NeuroStat: software will process repeat measures analysis of variance (ANOVA) and paired t-tests, pre-vs- post intervention.
NeuroBatch: processes group comparison statistics. Differences between groups will be analzed.
ECG will be assessed with Biopac MP150 Nomadic physiological acquisition (Biopac Systems, Inc., Santa Barbara, CA).
The ECG and heart period data will be visually inspected and edited offline with CardioEdit software (Brain-Body Center, University of Illinois at Chicago). Editing will consist of integer arithmetic (i.e., dividing intervals between heart beats when detections of R-wave from the ECG were missed or adding intervals when spuriously invalid detections occurred). RSA will be calculated with CardioBatch software (Brain-Body Center, University of Illinois at Chicago) consistent with procedures developed by Porges (1985). The Porges method quantifies the amplitude of RSA with age specific parameters that are sensitive to the maturational shifts in the frequency of breathing.
Voice Prosody
Data will be assessed via Prosody software (Brain-Body Lab). Prosodic features of speech will be measured by a multi-stage quantitative analysis of the digitized voice recordings.
SPSS software will be utilized for repeat measures ANOVA for within and between group comparisons. Comparative analysis will include:
1. Motor measures to RSA to answer the question of is there a relationship between vagal regulation of the heart (state regulation) and motor skills?
2. Motor measures and social scales to answer the question of is there a relationship between pro-social behaviours and motor skills?
3. Frontal asymmetry and pro social and motor skills?
4. Connectivity and prosocial social
5. Auditory sensitivities and motor skills
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Recruitment
Recruitment status
Not yet recruiting
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Date of first participant enrolment
Anticipated
23/10/2017
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Actual
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Date of last participant enrolment
Anticipated
10/08/2018
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Actual
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Date of last data collection
Anticipated
26/10/2018
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Actual
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Sample size
Target
68
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Accrual to date
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Final
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Recruitment in Australia
Recruitment state(s)
VIC
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Funding & Sponsors
Funding source category [1]
297340
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University
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Name [1]
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LaTrobe University
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Address [1]
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LaTrobe University
School of Psychological Sciences
Plenty Road & Kingsbury Drive, Melbourne VIC 3086
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Country [1]
297340
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Australia
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Primary sponsor type
University
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Name
LaTrobe University
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Address
LaTrobe University
School of Psychological Sciences
Plenty Road & Kingsbury Drive, Melbourne VIC 3086
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Country
Australia
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Secondary sponsor category [1]
296478
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None
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Name [1]
296478
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Address [1]
296478
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Country [1]
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Other collaborator category [1]
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Individual
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Name [1]
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Dr. Stephen Porges
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Address [1]
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Department of Psychiatry
UNC Hospitals - Chapel Hil
101 Manning Dr, Chapel Hill, NC, USA 27514
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Country [1]
279677
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United States of America
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Other collaborator category [2]
279707
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Individual
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Name [2]
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Dr. Keri Heilman
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Address [2]
279707
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Department of Psychiatry
UNC Hospitals - Chapel Hil
101 Manning Dr, Chapel Hill, NC, USA 27514
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Country [2]
279707
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Australia
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Other collaborator category [3]
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Individual
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Name [3]
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Dr. Darren Hocking
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Address [3]
279710
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Senior Research Fellow, ARC DECRA Fellow
College of Science, Health and Engineering
School of Psychology and Public Health
Department of Psychology and Counselling
Biological Sciences Building 2, Level 1, Room 119,
La Trobe University,
Plenty Road & Kingsbury Drive, Melbourne VIC 3086
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Country [3]
279710
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Australia
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Other collaborator category [4]
279711
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Individual
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Name [4]
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Dr. Darren Hedley
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Address [4]
279711
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Research Fellow
College of Science, Health and Engineering
School of Psychology and Public Health
Department of Psychology and Counselling
La Trobe University
Plenty Road & Kingsbury Drive, Melbourne VIC 3086
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Country [4]
279711
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Australia
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Ethics approval
Ethics application status
Submitted, not yet approved
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Ethics committee name [1]
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La Trobe University Human Ethics Committee
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Ethics committee address [1]
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La Trobe University The University Human Ethics Committee (UHEC) Plenty Road & Kingsbury Drive, Melbourne VIC 3086
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Ethics committee country [1]
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Australia
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Date submitted for ethics approval [1]
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21/09/2017
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Approval date [1]
298440
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Ethics approval number [1]
298440
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Summary
Brief summary
Studies are increasingly exploring the neurobiology of Neurodevelopmental Disorders and linking atypical neurophysiological patterns to clinical behaviour. The ability to regulate emotional state has been identified as a core feature of many psychopathologies including anxiety, attention problems, depression neurodevelopmental delays and autism (Beauchaine, 2001). The Polyvagal Theory (PVT) provides a framework for interpreting physiological systems in relation to emotional regulation for adaptive prosocial behavioural responses (S. W. Porges, 2001). Autism Spectrum Disorders (ASD) present with primary dysfunction in social interactions, communication impairments and restricted and repetitive patterns of interests and behaviours (American Psychiatric Association, 2013). Although not typically part of diagnostic criteria, auditory processing or hyperacusis are often evident in ASD and can impact emotional regulation and prosocial behaviours. ASD is a complex neurodevelopmental disorder and therapeutic interventions typically employed utilize behavioural strategies to address the range of behavioural difficulties presented. The Safe & Sound Protocol (SSP) is a novel intervention intended to impact neural systems supporting psychological experience and behaviour. Hypothesis That the Safe and Sound Protocol results in decreased auditory hypersensitivities and improved auditory processing, with associated improved autonomic and cortical neural regulation enabling prosocial behaviors.
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Trial website
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Trial related presentations / publications
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Public notes
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Attachments [1]
2046
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/AnzctrAttachments/373510(v11-09-2017-16-50-46)-Ethics- PIS- Parent for Child Particpation Sept 7.docx
(Participant information/consent)
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Attachments [2]
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/AnzctrAttachments/373510-Ethics- Child Assent form Sept 7-1.docx
(Participant information/consent)
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Contacts
Principal investigator
Name
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Ms Joanne McIntyre, OT, MS, PhD Candidate
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Address
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LaTrobe University
School of Psychological Sciences
Plenty Road & Kingsbury Drive, Melbourne VIC 3086
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Country
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Australia
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Phone
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+61 413 738 958
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Fax
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Email
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[email protected]
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Contact person for public queries
Name
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Joanne McIntyre OT, MS, PhD Candidate
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Address
77099
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LaTrobe University
School of Psychological Sciences
Plenty Road & Kingsbury Drive, Melbourne VIC 3086
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Country
77099
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Australia
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Phone
77099
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+61 413 738 958
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Fax
77099
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Email
77099
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[email protected]
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Contact person for scientific queries
Name
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Joanne McIntyre OT, MS, PhD Candidate
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Address
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LaTrobe University
School of Psychological Sciences
Plenty Road & Kingsbury Drive, Melbourne VIC 3086
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Country
77100
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Australia
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Phone
77100
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+61 413 738 958
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Fax
77100
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Email
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[email protected]
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No information has been provided regarding IPD availability
What supporting documents are/will be available?
No Supporting Document Provided
Results publications and other study-related documents
Documents added manually
No documents have been uploaded by study researchers.
Documents added automatically
No additional documents have been identified.
Download to PDF